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A. Relevance and sustainability context

A.1 Policy relevance

Patents are indicators for market-relevant innovation activities in the bioeconomy, as they have a connection to the commercialization or economic exploitation of inventions. Patent applications refer to inventions in the technical field, which are new and for which an industrial application interest of the applicants is assumed. This is because they grant their owners temporary protection against competing developments and are thus an industrial property right. The filing of a patent application involves considerable costs.

Patent indicators also have their limitations, such as some innovations are not patentable, some (patentable) market-relevant innovations are not patented, many innovations are protected by other mechanisms and some patent propensity varies across sectors/industries and applications and over time.

A.2 Sustainability and / or comparative evaluation options

Comparison to total patents to measure the contribution of the bioeconomy innovation activities as well as comparison to other countries in total and per technology field is possible. No further data source is needed for that.

B. Data availability

B.1 Stage of development

It is semi-established as there have been some delineations and calculations of patents for the bioeconomy, among others JRC has made some calculations, but not yet integrated in publicly available data. For this monitoring, a revised delineation has been elaborated.

B.2 Data sources

EPO and WP patents

B.3 Coverage over time and replicability

Time and country coverage is high; the time lag is around 18 months (Time for applicated panted to be granted  and published)

B.4 Coverage across scales and sectors; compatibility

The indicator is developed in way that it is calculable at all scales where data is available. Sectoral breakdown with the chosen delineations of technologies would not be robust enough.

C. Considerations for operationalization

C.1 Feasibility: Fit for monitoring

The indicator is very robust; It is feasible to collect and to interpret. Please note that for interpretation of evolution over time comparison to total patents in Germany is needed for interpretation (as patent numbers mostly rise over time).

C.2 Institutions

Fraunhofer ISI

C.3 Future prospects

Continuation straight-forward

C.4 Costs, considerations and reproducibility

Sharing the search strings (IPC codes + potentially search items) is possible; there are usually some database costs for patent analysis.

C.5 Potential for automation

Automatization via search strings possible

C.6 Presentation options and breakdown / sub-indicator needs

Usually growth rates of patents and tech specialization in a country perspective, and number and tech in an international perspective are used. A breakdown in technology fields with similar indicators would gain additional insights where strengths and growth happens.

C.7 Potential for scenario integration

Rather not, the number / specialization of patents does not provide  information, which is well connectable to other scenario parameters (sometimes econometric models work with that as a proxy for tech progress).

C.8 Interlinkages and alignment with other monitoring activities

JRC has done patent analysis for the bioeconomy in context of monitoring system, but here a sectoral perspective has been adopted.

Legend

Tier

Tier I describes the 30 core, priority indicators defined by the project that are highly relevant to represent a specific thematic area and which together with other Tier I indicators forms a systemic perspective of the various risks, opportunities and trade-offs within the Bioeconomy.

Tier II describes explanatory indicators that are of high priority and help to provide more specific information on trends within specific thematic areas.

Stage of development

Established:
Indicators which are already reported in other official monitoring systems

Semi-established:
Indicators which are developed by e.g. federal research institutes as part of long-term and regularly updated initiatives

New
Indicators not previously reported in an official capacity, but well established through research projects

Developing
Indicators under development with some reporting in new state-of-the research projects, but not subject to multiple years of revision and replication

Future
Indicator gaps requiring research for possible future integration

Robustness

Very robust:
methodologically sound, reliable, and fit for bioeconomy monitoring

Robust:
fit, but with acceptable uncertainty and/or potential challenges

Sufficient:
possibly fit, but with foreseeable challenges

Weak:
currently unfit, but short-term potential

Insufficient:
currently unfit, but with long-term potential